James Riefe | VP - Financial Consultant
James Riefe, AAMS®, CIMA®, CWS®
VP - Financial Consultant
I can partner with you to understand your goals, create a personalized plan, and provide investing guidance. You’ll understand where your money is invested and why, how your investments are performing, and how much it’s costing you. Plus you’ll have access to Schwab’s portfolio management expertise, insights, and specialists. It’s a modern approach to wealth management—so you can take ownership of your financial life.

Financial Credentials

  • Accredited Asset Management Specialist℠
  • Certified Investment Management Analyst®
  • Certified Wealth Strategist®
  • Series 7, 9, 10, 63, 66 Securities Licenses
  • Life & Variable Annuity Insurance License


22 years of professional experience
  • VP - Financial Consultant, Charles Schwab, 2009-present
  • AVP - Financial Advisor, Raymond James & Associates, 2008-2009
  • Financial Consultant, Hilliard Lyons, 2004-2008
  • Sales Assistant, Hilliard Lyons, 2001-2004


  • CIMA Designation: IMCA and The Wharton Business School, February 2009
  • CWS Designation: Cannon Financial Institute, October 2019
  • AAMS Designation: College for Financial Planning, August 2005

Community & Professional Affiliations

  • Member of Investment Management Consultants Association
  • Saddle Creek Home Owner's Association, Treasurer, 2019 - 2021
Find more about my securities licenses, disclosures and work history on FINRA's BrokerCheck

To see how your representative is compensated, go to schwab.com/compensationdisclosure.

While working with a Financial Consultant is complimentary, the implementation of any recommendations made during consultations may result in trade commissions or other fees, charges, or expenses.

There are eligibility requirements to work with a dedicated Financial Consultant.

Representatives may only conduct business with residents of the states for which they are properly licensed.

Third party entities, companies and organization that may be referenced on this page are not affiliated with Charles Schwab & Co,. Inc. or any of its affiliates.

Wealth management refers to products and services available through the operating subsidiaries of The Charles Schwab Corporation of which there are important differences including, but not limited to, the type of advice and assistance provided, fees charged, and the rights and obligations of the parties. It is important to understand the differences when determining which products and/or services to select.

Investors should consider carefully information contained in the prospectus, including investment objectives, risks, charges and expenses. You can request a prospectus by calling 800-435-4000.  Please read the prospectus carefully before investing.

Investment value will fluctuate, and shares, when redeemed, may be worth more or less than original cost.



Branch Details
5100 Belt Line Rd.,Ste #852
Dallas,TX 75254